Legal Notices

Website Disclosure

Strategic Investment Advisors, LLC is an SEC registered investment advisor.

This site has been designed for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security which may be referenced upon the site. Such offers can only be made where lawful under applicable law. The services and information provided through this site are for personal, noncommercial use and display. Strategic Investment Advisors does not intend to provide investment advice through this site and does not represent that the securities or services discussed are suitable for any investor. Investors are advised not to rely on any information contained in the site in the process of making a fully informed investment decision. Strategic Investment Advisors, LLC. does not, and this site does not intend to, render tax or legal advice.

Individuals and firms may only transact business in a jurisdiction after satisfying its licensing and qualification requirements or after being excluded or exempted. Investment adviser and investment adviser representatives are some of the common names for registered individuals and firms. You can search the Investment Adviser Public Disclosure Web Site at for information about the firm. 

Consumers should contact securities law administrators in their jurisdiction for information concerning the licensure status or disciplinary history of a registered individual or firm. 

Links Disclosure

Strategic Investment Advisors, LLC is not responsible for the collection, use or security of information by companies or organizations outside of Strategic Investment Advisors, LLC that may be linked to our websites. Links to non-Strategic Investment Advisors sites are provided for convenience only and are accessed at your own risk. The information available on these sites has been produced by unaffiliated third parties and Strategic Investment Advisors, LLC does not guarantee its timeliness, sequence, accuracy, adequacy or completeness and make no warranties with respect to results to be obtained from its use. Any opinions or recommendations expressed therein are solely those of the third party information providers and are not the opinions or recommendations of Strategic Investment Advisors. No endorsement of third party products, services or information is expressed or implied by any information, material or content referred to or included on, or linked from or to this website. Under no circumstances should the information be construed as an offer to sell or solicitation of an offer to buy a particular security. Consumers are encouraged to read the privacy policies of websites reached through the use of links from the Strategic Investment Advisors, LLC website.

Privacy Policy

Strategic Investment Advisors, LLC requires that you provide current and accurate financial and personal information.  Strategic Investment Advisors, LLC will protect the information you have provided in a manner that is safe, secure and professional. Strategic Investment Advisors, LLC and its employees are committed to protecting your privacy and to safeguarding that information.

Safeguarding Customer Documents

We collect non-public customer data in checklists, forms, in written notations, and in documentation provided to us by our customers for evaluation, registration, licensing or related consulting services. We also create internal lists of such data .

During regular business hours access to customer records is monitored so that only those with approval may access the files. During hours in which the company is not in operation, the customer records will be locked.

No individual who is not so authorized shall obtain or seek to obtain personal and financial customer information. No individual with authorization to access personal and financial customer information shall share that information in any manner without the specific consent of a firm principal. Failure to observe Strategic Investment Advisors, LLC procedures regarding customer and consumer privacy will result in discipline and may lead to termination.

Sharing Nonpublic Personal and Financial Information

Strategic Investment Advisors, LLC is committed to the protection and privacy of its customers’ and consumers’ personal and financial information. Strategic Investment Advisors, LLC will not share such information with any affiliated or nonaffiliated third party except:

·   When necessary to complete a transaction in a customer account, such as with the clearing firm or account custodians;

·   When required to maintain or service a customer account;

·   To resolve customer disputes or inquiries;

·   With persons acting in a fiduciary or representative capacity on behalf of the customer;

·   With rating agencies, persons assessing compliance with industry standards, or to the attorneys, accountants and auditors of the firm;

·   In connection with a sale or merger of Strategic Investment Advisors, LLC’s business;

·   To protect against or prevent actual or potential fraud, identity theft, unauthorized transactions, claims or other liability;

·   To comply with federal, state or local laws, rules and other applicable legal requirements;

·   In connection with a written agreement to provide investment management or advisory services when the information is released for the sole purpose of providing the products or services covered by the agreement;

·   In any circumstances with the customer’s instruction or consent; or

·   Pursuant to any other exceptions enumerated in the California Information Privacy Act.

Opt-Out Provisions

It is not a policy of Strategic Investment Advisors, LLC to share nonpublic personal and financial information with affiliated or unaffiliated third parties except under the circumstances noted above. Since sharing under the circumstances noted above is necessary to service customer accounts or is mandated by law, there are no allowances made for clients to opt out.